Financial Planner and Investment Advisor Insurance

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Financial Planners and Registered Investment Advisor
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Compare insurance quotes for financial planners and investment advisors

A bad investment or economic downturn could topple everything you've worked so hard to build. Protect yourself against liability lawsuits and other risks with policies tailored for investment advisors and financial planners.

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One application, multiple quotes

Insureon helps financial and investment advisors compare small business insurance quotes from top U.S. carriers online. Get several quotes with one application.

What types of insurance do financial and investment advisors need?

These policies provide coverage for the most common risks investment advisors and financial planners face.

General liability insurance icon

General liability insurance

General liability insurance provides coverage for common risks facing financial and investment advisors, such as customer injury and slander. Bundle with property insurance for savings in a business owner’s policy.

  • Slip-and-fall accidents
  • Damaged customer property
  • Libel or slander lawsuits
Errors and omissions insurance icon

Errors and omissions insurance

E&O insurance for financial advisors and planners, also known as professional liability insurance, can cover legal expenses related to work performance.

  • Business disputes
  • Negligence accusations
  • Work errors
Cyber liability insurance icon

Cyber liability insurance

This policy helps investment advisors and financial planners survive data breaches and cyberattacks by helping to pay for recovery expenses and associated costs.

  • Data breach lawsuits
  • Breach notification expenses
  • Fraud monitoring costs
Workers’ compensation insurance icon

Workers’ compensation insurance

Required in almost every state for businesses with employees, workers’ comp can help cover medical fees and lost wages for work-related illnesses and injuries.

  • Employee medical expenses
  • Missed wages
  • Legal costs
Looking for different coverage? See more policies.

Why do financial planners and investment advisors need insurance?

If a mistake or error in judgment leads to a client’s financial loss, a registered investment advisor (RIA) or a tax preparer could face a hefty lawsuit. Financial planner and investment advisor insurance helps protect your decisions, such as management of retirement funds. It also protects against risks faced by any small business, such as injuries and property damage.

How much does insurance cost for financial and investment advisors?

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Several factors will have an impact on insurance costs, including:

  • Financial advice, investment advice, and planning services offered
  • Business equipment and property
  • Revenue
  • Location
  • Number of employees
View Costs
What our customers are saying
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Financial Planners and Registered Investment Advisor